Legal Documents
FP Markets US registrations, platform legal docs, and securities disclosure reference.
Verify corporate standing via UK Companies House, ASIC, and SEC EDGAR. Review platform terms, privacy, risk disclosures, and Reg D / Regulation Crowdfunding summaries below.
Platform legal documents
- Terms of Service & Privacy Policy
- Risk Disclosure Statement
- Client Agreement & Terms of Business
- Order Execution & Conflicts of Interest policies
Corporate identity
Gamu Technologies
Verify our corporate standing through official public registries. These identifiers and links are provided for transparency and due diligence.
Platform legal documents
Review agreements, policies, and risk disclosures before using our services.
Regulation D (Reg D)
Regulation D provides exemptions for private securities offerings. Companies use it to raise capital from investors without conducting a full SEC registration process.
Commonly used rules:
- Rule 506(b) — Fundraising from accredited investors and a limited number of sophisticated non-accredited investors.
- Rule 506(c) — General advertising allowed; all purchasers must be verified accredited investors.
- Rule 504 — Generally for smaller offerings.
Section 4(a)(6) / Regulation Crowdfunding
Section 4(a)(6) was added by the JOBS Act and is the statutory basis for Regulation Crowdfunding. It allows companies to raise capital from the general public through SEC-registered crowdfunding portals.
- Companies may raise up to applicable annual limits through crowdfunding offerings.
- Both accredited and non-accredited investors may participate, subject to limits.
- Offerings must be conducted through a registered broker-dealer or funding portal.
- Disclosure and reporting requirements apply.
Reg D vs Regulation Crowdfunding
| Topic | Regulation D | Section 4(a)(6) / Crowdfunding |
|---|---|---|
| Primary use | Private placements | Public crowdfunding |
| Investors | Mostly accredited investors | Open to retail investors |
| Disclosure | Fewer disclosure requirements | More disclosure requirements |
| Portal | No crowdfunding portal required | Must use registered portal/broker |
| Typical users | Startups and private funds | Small businesses seeking broad participation |
This page is for educational and transparency purposes. It does not constitute legal or investment advice. Consult qualified professionals and official SEC, ASIC, and Companies House resources before making decisions.